Director of Financial Services - BMS

Multiple Locations, MD


Benefits to Affiliating as the Director of Financial Services (BMS)

·         Office, computer and financial planning software/tools

·         Minimum number of client introductions per month

·         Ability to retain selected existing clients relationships

·         Administrative assistant with full support of the firm and staff

·         Dedicated business, investment planning and marketing support (provided by firm/1st Global)

·         Payment of licensing and registration fees

·         Competitive payout on all products used to implement financial planning recommendations (e.g. fee-based investments, brokerage, alternative investments and insurance)

·         1099 income plus other subsidies

·         Training meetings throughout the country each quarter

·         …..and much more


·         FINRA Series 7, 66; Insurance life/health license

·         One or more professional designations (CFA, CFP, CLU or ChFC)

·         Minimum of 7 years of client facing production experience, with verifiable commissions of $100,000+ annually

·         Experience providing a full range of financial planning solutions (fee-based, securities, insurance)

·         Investment philosophy in line with 1st Global’s philosophy

·         Professional image and consultative sales style


We are looking for accomplished financial advisors with a strong track record of success and a passion for financial planning and wealth management to work inside 1st Global-affiliated tax and legal firms on a full-time basis. The advisors we wish to recruit are entrepreneurial, experienced financial planners whose professionalism, competence, and integrity complement the traditional services and high practice standards of CPAs and attorneys.

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Director of Financial Services - BMS

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